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Mark Allan Mayfield

Professional Financial Advisors, LLC

North Platte, NE

CRD 6735339

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Employer firm

Professional Financial Advisors, LLC CRD 173719

$770M regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • FINANCIAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Professional Financial Advisors, Llc

1400 S Dewey St Suite 300, North Platte, NE 69101-5311 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-09-17
  • NE RA
    APPROVED
    Since 2020-09-17

Branch Locations

1400 S Dewey St Suite 300, North Platte, NE 69101-5311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Lincoln NE 05/2018 03/2020
Tomorrow's Money Lincoln NE 11/2016 04/2018
Securities America Advisors Lincoln NE 09/2018 03/2020
Lpl Financial Llc Lincoln NE 03/2020 08/2020
Professional Financial Advisors, Llc North Platte NE 09/2020 Present
  • 05/2018 → 03/2020
    Securities America Inc.
    Lincoln, NE
  • 11/2016 → 04/2018
    Tomorrow's Money
    Lincoln, NE
  • 09/2018 → 03/2020
    Securities America Advisors
    Lincoln, NE
  • 03/2020 → 08/2020
    Lincoln, NE
  • 09/2020 → Present
    North Platte, NE
Previous Registrations
  • 2020-04-03 → 2020-08-31
    Grand Island, NE
    Lincoln, NE
    Eldon, IA
    Lincoln, NE
    Syracuse, NE
  • 2018-09-27 → 2020-04-02
    Securities America Advisors, Inc.
    Lincoln, NE
Other Businesses

1.) Independent Insurance Agent; Investment Related; North Platte, NE; LOA in Life & Annuities, Sickness/Accident & Health, and Variable Contracts; Start Date 08/2018; Approximately 5 hours/month devoted to this business 2.) Mayfield Wealth Solutions Inc.; Not investment Related; North Platte, NE; Pass through entity for 1099 income; Owner; 01/08/2025; less than 1 hour/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-21
  • S66 Uniform Combined State Law Examination
    2018-09-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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