Barron Stephenson

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-11-04

CO RA
APPROVED

Since 2025-11-04

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Fort Worth	TX	12/2016	09/2023
Unemployed	Corpus Christi	TX	08/2016	12/2016
Charles Schwab & Co., Inc.	Lone Tree	CO	09/2023	Present
Charles Schwab Bank, Ssb	Lone Tree	CO	09/2025	Present

12/2016 → 09/2023

Td Ameritrade

Fort Worth, TX
08/2016 → 12/2016

Unemployed

Corpus Christi, TX
09/2023 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
09/2025 → Present

Charles Schwab Bank, Ssb

Lone Tree, CO

Other Businesses

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-03
S63	Uniform Securities Agent State Law Examination	2017-01-26

S66 Uniform Combined State Law Examination

2025-11-03
S63 Uniform Securities Agent State Law Examination

2017-01-26

View on SEC IAPD