Carl W Johnson

Employer firm

International Assets Investment Management, LLC CRD 144426

$2.57B regulatory AUM 42 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2001 → 11/2021
  Park Avenue Securities
  Madison, WI
• 02/2001 → 11/2021
  Guardian Life Ins Co Of America
  Madison, WI
• 12/2021 → Present
  International Assets Investment Management, Llc
  Blue Mounds, WI

Previous Registrations

• 2002-05-29 → 2021-11-08
  Park Avenue Securities Llc
  Belleville, WI
  Madison, WI
  Evansville, WI

Other Businesses

1) ARROW ADVISORS 2042 COUNTY HWY E, BLUE MOUNDS, WI 53517 - FIXED INSURANCE AND INVESTMENT RELATED D/B/A FOR ADVISORY BUSINESS - AGENT AND ADVISOR SINCE 6/2023 - FEES/COMMISSIONS 2) CARL JOHNSON FARMLAND RENTAL 50760 HANEY VALLEY ROAD, GAYS MILLS, WI 54631 - FARMLAND OWNER SINCE 10/2017 - LESS THAN 1 HR/MO - RENTAL INCOME 3) BEANS, GREENS, AND SCREENS, LLC 2042 COUNTY HWY E, BLUE MOUNDS, WI 53517 - SELLING SEED AND DESIGN OF FOOD PLOT PROGRAMS - 50% OWNER SINCE 2/2023 - APPROX 20 HRS/MO - HOURLY WAGE/PROFIT 4) CWJ FINANCIAL, LLC 2042 COUNTY HWY E, BLUE MOUNDS, WI 53517 - PRIVATE LABEL ENTITY USED FOR FLOW THROUGH COSTS AND TAX REPORTING - OWNER SINCE 08/2023 - APPROX 1 HRS/MO - K1 REVENUE

Exams

• S66 Uniform Combined State Law Examination
  2002-05-28

Other Names

• Carl Walter Johnson