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Aaron Gardiner

Gardiner Financial, Inc.

Wellesley, MA

CRD 6735097

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Employer firm

Gardiner Financial, Inc. CRD 286192

$14.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • STUDENT LOAN OPTIMIZATION

From the firm’s Form ADV. Read the guides:

Current Employers
Gardiner Financial, Inc.

Wellesley, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-03-23
  • MA RA
    APPROVED
    Since 2017-03-23

Branch Locations

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newton Wellesley Orthopedic Associates Newton MA 09/2009 Present
  • 09/2009 → Present
    Newton Wellesley Orthopedic Associates
    Newton, MA
Other Businesses

Aaron Gardiner is currently employed as an Orthopedic Surgeon and a Partner with Newton Wellesley Orthopedic Associates. This activity accounts for approximately 40 hours per week (approximately 28.5 hours per week during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-14
  • S65 Uniform Investment Adviser Law Examination
    2016-09-14

View on SEC IAPD

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