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Jeremy Christopher Riggs

Base Wealth Management

Lakewood Ranch, FL

CRD 6735029

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Employer firm

Base Wealth Management CRD 321991

$326M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Base Wealth Management

7301 Merchant Court Suite A, Lakewood Ranch, FL 34240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-09
  • FL RA
    APPROVED
    Since 2024-07-09

Branch Locations

7301 Merchant Court Suite A, Lakewood Ranch, FL 34240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Jacksonville FL 12/2016 06/2024
At&T Baton Rouge LA 10/2010 12/2016
Cwa Baton Rouge LA 01/2015 12/2016
Centerpoint Industries Jacksonville FL 01/2009 12/2016
Columbia Southern University Baton Rouge LA 09/2012 12/2016
Base Wealth Management Lakewood Ranch FL 07/2024 Present
  • 12/2016 → 06/2024
    Fidelity Brokerage Services, Llc
    Jacksonville, FL
  • 10/2010 → 12/2016
    At&T
    Baton Rouge, LA
  • 01/2015 → 12/2016
    Cwa
    Baton Rouge, LA
  • 01/2009 → 12/2016
    Centerpoint Industries
    Jacksonville, FL
  • 09/2012 → 12/2016
    Columbia Southern University
    Baton Rouge, LA
  • 07/2024 → Present
    Lakewood Ranch, FL
Previous Registrations
  • 2019-05-31 → 2024-07-03
    Fidelity Personal And Workplace Advisors
    Jacksonville, FL
Other Businesses

Org Name: Boardwalk Trust Co| Org Address: 100 Executive Way Suite 112 Ponte Verda Beach, FL 32082| Nature of Bus: Estate Planning Business | Invst Rel: Y | Title: Co-Owner and CEO | Duties: Assists clients with estate-planning needs; coordinates with CPAs and attorneys on complex cases; operates in a trust-director capacity. | Start Dt:09/01/2025 | Total Hrs: Less than 20% of time | Sec Trading Hrs p/m:0| Part owner of Turtle Shell Company AMI LLC.| Nature of business: Commercial Real Estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-09
S63 Uniform Securities Agent State Law Examination 2017-01-17
  • S66 Uniform Combined State Law Examination
    2019-05-09
  • S63 Uniform Securities Agent State Law Examination
    2017-01-17
Designations
  • Certified Financial Planner
Other Names
  • Jeremy Christopher Riggs
  • Jeremy Riggs

View on SEC IAPD

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