Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-16 |
| CA | RA | APPROVED | 2023-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Danville | CA | 12/2016 | 02/2023 |
| Wells Fargo Bank Na | Danville | CA | 09/2014 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pleasanton | CA | 02/2023 | Present |
| Bank Of America N.A. | Pleasanton | CA | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-11 |
Reach out to this advisor