Mustafa Raofi

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → Present
  Wells Fargo Clearing Services, Llc.
  Malibu, CA
• 12/2015 → Present
  Wells Fargo Bank Na
  Malibu, CA

Other Businesses

PACIFIC PARKING; NOT INV. RELATED; WEST HILLS,CA; 100% OWNERSHIP; START DATE 05/03/2022; NUMBER OF HOURS PER MONTH 80; NUMBER OF HOURS DURING TRADING 0; PARKING & VALET SERVICE. | IN-HOME SUPPORTIVE SERVICES; NOT INV RELATED; CHATSWORTH, CA; CARETAKER; 05/2025; 60 HOURS PER MONTH; 0 DURING TRADING; CARETAKER FOR FATHER MR CAPITAL ENTERPRISES INC; INV RELATED;ARLETA,CA; SELF-SERVICE LAUNDROMAT;50% OWNERSHIP; START DATE: 06/17/2026; 8 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-09
• S63 Uniform Securities Agent State Law Examination
  2017-05-12