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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-11-18 |
Branch Locations
1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Pensacola | FL | 12/2016 | 06/2017 |
| Wells Fargo Bank Na | Pensacola | FL | 06/2016 | 06/2017 |
| Wells Fargo Bank Na | Thornton | CO | 06/2017 | 06/2018 |
| Wells Fargo Clearing Services, Llc. | Thornton | CO | 06/2017 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Reno | NV | 07/2018 | 04/2019 |
| J.P. Morgan Securities Llc | Reno | NV | 07/2018 | 04/2019 |
| Insight Global | Louisville | CO | 06/2017 | 07/2017 |
| Uber | Broomfield | CO | 12/2017 | 06/2018 |
| Lyft | Broomfield | CO | 04/2018 | 06/2018 |
| Wells Fargo Bank, Na | Incline Village | NV | 04/2019 | Present |
| Wells Fargo Clearing Services, Llc | Incline Village | NV | 04/2019 | Present |
UBER, NOT INV RELATED, BROOMFIELD, CO, DRIVER, START 12/18/2017, 20 HOURS PER MONTH, ZERO DURING TRADING, DRIVER. LYFT, NOT INV RELATED, DENVER, CO, DRIVER, START 4/14/2018, 30 HOURS PER MONTH, ZERO DURING TRADING, DRIVER. AMAZON (MYRIAM PRODUCTS), INV RELATED, CARSON CITY, NV, SELL PRODUCTS, START DATE: 8/14/23, 20 HRS PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-17 |
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