Richard Mcnaughton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 09/2025
  Avantax Investment Services, Inc.
  Aurora, CO
• 11/2016 → Present
  Taxsavers Ii Financial Services
  Aurora, CO
• 09/2008 → 12/2016
  4Th Ranger Training Battalion, Hq
  Fort Benning, GA
• 09/2008 → 12/2016
  4Th Ranger Training Battalion
  Fort Benning, GA
• 09/2008 → 12/2016
  2Nd Battalion, 16Th Infantry Regiment (No Longer Exists)
  Fort Riley, KS
• 07/2017 → 09/2025
  Avantax Advisory Services
  Aurora, CO
• 05/2019 → 09/2025
  Avantax Insurance Agency, Llc.
  Aurora, CO
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Centennial, CO
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-07-17 → 2025-09-05
  Avantax Advisory Services
  Centennial, CO

Other Businesses

1) TAXSAVERS 2 FINANCIAL SERVICES DBA NAME TS2 FINANCIAL POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 12/01/2016 ADDRESS: 13275 e fremont place, #280, Centennial CO 80112, United States DESCRIPTION: Provide accounting and tax preparation services. 2) KFS INVESTMENT CLUB POSITION: INVESTOR NATURE: FAMILY INVESTMENT CLUB. INVESTS IN STOCKS. I HAVE NO TRADING OR SIGNATURE AUTHORITY ON THIS ACCOUNT. I DEPOSIT $100 A MONTH. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1994 ADDRESS: 13275 E Fremont Pl, Ste 280, Centennial CO 80112, United States DESCRIPTION: I HAVE ZERO ACTIVITIES RELATED TO THIS INVESTMENT CLUB MINUS MY MONTHLY CONTRIBUTION. I MAKE NO INVESTMENT DECISIONS OR SIGNATURE AUTHORITY. 3) DOLLY HELPER POSITION: INDEPENDENT CONTRACTOR NATURE: RANDOM MOVING AND LABOR AROUND DENVER INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/06/2022 ADDRESS: 21223 SNOWSHOE LANE, PARKER CO 80138, United States DESCRIPTION: DRIVING FURNITURE AND UNLOADING BOXES.

Exams

• S66 Uniform Combined State Law Examination
  2017-05-30

Other Names

• Rich Mcnaughton