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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
| NJ | RA | APPROVED | 2023-05-19 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Boston | MA | 06/2017 | 10/2018 |
| Santander Securities Llc | Dorchester | MA | 06/2017 | 10/2018 |
| Kean University Genral Education Dept. | Union | NJ | 05/2014 | 12/2016 |
| Kean University | Union | NJ | 06/2013 | 05/2017 |
| Unemployed | Milltown | NJ | 12/2016 | 05/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2018 | 01/2021 |
| Investors Bank | Iselin | NJ | 10/2018 | 12/2020 |
| Rockefeller Financial Llc | Hamilton | NJ | 01/2021 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater | NJ | 02/2022 | Present |
| Bank Of America, N.A. | Bridgewater | NJ | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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