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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-08-08 |
| TX | RA | APPROVED_RES | 2022-08-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 12/2016 | 07/2022 |
| Unemployed | Chandler | AZ | 10/2016 | 12/2016 |
| Universal Technical Institute | Scottsdale | AZ | 08/2013 | 09/2016 |
| Amazon Flex | Phoenix | AZ | 07/2016 | 10/2016 |
| Morgan Stanley | Tempe | AZ | 07/2022 | Present |
*512331 - Amazon Flex; Investment related - No; Chandler, Arizona; Package Delivery; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 04/2015; During business hours: 0; After business hours: 20; Labor/Service *675946- Independent Affiliate Marketing Activity (no formal business entity); Investment related: No; Chandler, Arizona; Online affiliate marketing involving the creation and posting of general consumer-product content; Content Publisher/Affiliate Marketer (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 30; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-04 |
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