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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
CA RA APPROVED 2017-04-10
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • CA RA
    APPROVED
    Since 2017-04-10

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 12/2016 Present
Xchange Leasing Pheonix AZ 09/2016 12/2016
Lgcy Power Tempe AZ 01/2016 09/2016
Bank Of America, N.A. Chandler AZ 01/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-07
  • S66 Uniform Combined State Law Examination
    2017-04-07
Other Names
  • Alexander N. Kalos

View on SEC IAPD

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