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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-16
TX RA APPROVED 2026-04-16
  • NC RA
    APPROVED
    Since 2026-04-16
  • TX RA
    APPROVED
    Since 2026-04-16

Branch Locations

1211 S Main St, Burlington, NC 27215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Burlington NC 09/2011 04/2026
Raymond James Financial Services Inc. Burlington NC 04/2026 Present
Raymond James Financial Services Advisors Inc. Burlington NC 04/2026 Present
Previous Registrations
  • 2016-05-04 → 2026-04-24
    Burlington, NC
    Fort Mill, SC
    Burlington, NC
    Gibsonville, NC
    Liberty, NC
Other Businesses

(1)Name of Business: Address: 3930 N NC Highway 62, Burlington, NC, 27217, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/30/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own 26 acres of timber, that is in deferred county tax as a timber farm. I have no income from this ownership. The only potential income could be if timber is harvested at some point in the future.\n (2)Name of Business: Chaulklin Clayton Financial Address: 1211 S Main St, Burlington , NC, 27215, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/16/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: What is your role in relation to this activity? Owner\n\nWill need to set up a corporate structure to fund payroll and benefits to employees and pay monthly bills.\n (3)Name of Business: Midland National Address: 1211 S Main St, Burlington , FL, 27215, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/01/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed annuity contracts from an old insurance company that I have only to service the accounts. No new business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-04
S63 Uniform Securities Agent State Law Examination 1999-02-01
  • S65 Uniform Investment Adviser Law Examination
    2016-05-04
  • S63 Uniform Securities Agent State Law Examination
    1999-02-01
Other Names
  • Brian Clayton

View on SEC IAPD

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