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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-07 |
| TX | RA | APPROVED | 2026-01-07 |
Branch Locations
1000 W Randolph St, Chicago, IL 60607 • United States
1934 South State Street, Chicago, IL 60616 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 01/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 01/2026 | Present |
| Bank Of America/Merrill Lynch | Oak Brook | IL | 11/2022 | 12/2025 |
| Monterrey Security | Chicago | IL | 05/2012 | 07/2024 |
| Morgan Stanley | Chicago | IL | 09/2018 | 10/2022 |
| J.P. Morgan Securities Llc | Chicago | IL | 11/2016 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-27 |
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