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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-09 |
| TX | RA | APPROVED_RES | 2026-05-27 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 05/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2026 | Present |
| Unemployed | Phoenix | AZ | 07/2025 | 10/2025 |
| Self-Employed | Phoenix | AZ | 01/2020 | 12/2020 |
| Self-Employed | Phoenix | AZ | 01/2021 | 12/2022 |
| Self-Employed | Phoenix | AZ | 07/2016 | 12/2016 |
| The Vanguard Group, Inc | Scottsdale | AZ | 12/2016 | 07/2025 |
| Fidelity Investments | Phoenix | AZ | 10/2025 | 04/2026 |
| Strategic Advisors Llc | Phoenix | AZ | 10/2025 | 04/2026 |
| Fidelity Brokerage Services Llc | Phoenix | AZ | 10/2025 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-12 |
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