Christopher Thomas Cortese

Employer firm

Logbook Financial Planning, LLC CRD 286100

$83.6M regulatory AUM 13 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Logbook Financial Planning, Llc

Rockport, ME • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-02
TX	RA	APPROVED	2021-05-26
DC	RA	APPROVED	2020-05-26
MD	RA	APPROVED	2020-05-09
VA	RA	APPROVED	2017-10-19
ME	RA	APPROVED	2017-03-14

NY RA
APPROVED

Since 2022-02-02
TX RA
APPROVED

Since 2021-05-26
DC RA
APPROVED

Since 2020-05-26
MD RA
APPROVED

Since 2020-05-09
VA RA
APPROVED

Since 2017-10-19
ME RA
APPROVED

Since 2017-03-14

Branch Locations

Rockport, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Us Department Of State	Washington D.C.	DC	05/2004	04/2017
Logbook Financial Planning, Llc	Rockport	ME	03/2017	Present
Wealth & Health Partners, Llc	Taipei		07/2015	01/2017
U.S. Department Of State	Washington	DC	12/2018	Present

05/2004 → 04/2017

Us Department Of State

Washington D.C., DC
03/2017 → Present

Logbook Financial Planning, Llc

Rockport, ME
07/2015 → 01/2017

Wealth & Health Partners, Llc

Taipei
12/2018 → Present

U.S. Department Of State

Washington, DC

Other Businesses

U.S. Department of State, 2201 C St. NW Washington, DC 20520. Ad hoc management consulting. On availability roster 12/2018. Non-investment related. Duties to include logistics, operations and human resources. Up to 20% of time spent on this activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-08-26

S65 Uniform Investment Adviser Law Examination

2016-08-26

Designations

Certified Financial Planner

View on SEC IAPD