Donna Kendrick

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 08/2022
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2015 → 12/2016
  College Of Financial Planning
  Centennial, CO
• 12/2016 → 10/2020
  Reiner Financial Group, Llc
  Doylestown, PA
• 05/2017 → 08/2022
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2020 → Present
  Sephton Financial, Llc
  Wyndmoor, PA
• 08/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2022 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2017 → Present
  The Grief Recovery Method
  Hayden, ID

Previous Registrations

• 2017-05-09 → 2022-08-11
  Cambridge Investment Research Advisors, Inc.
  Doylestown, PA
  Wyndmoor, PA

Other Businesses

1) SEPHTON FINANCIAL, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, FINANCIAL PROFESSIONAL, DBA NAME FOR INVESTMENT SERVICES; MARKETING DEVICE, 60H/WEEK, 32.5H/WEEK DURING TRADING HOURS, SINCE 10/2020. 2) SEPHTON FINANCIAL, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, CERTIFIED DIVORCE FINANCIAL ANALYST, OWNER, ASSIST CLIENTS WITH DIVORCE FINANCIAL ISSUES, EXPERT WITNESS IN COURT, MEDIATION PROCEEDINGS, 2.5H/WEEK, 1H/WEEK DURING TRADING HOURS, SINCE 03/2021 3) SEPHTON FINANCIAL, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, INSURANCE AGENT, DBA FOR INSURANCE SALES, 4H/WEEK, 1H/WEEK DURING TRADING HOURS, 4) DONNA KENDRICK, NOT INVESTMENT RELATED, WYNDMOOR, PA, AUTHOR, SPEAKER, EDUCATOR, PODCASTS, OWNER, PROVIDE EDUCATION ON WIDOWHOOD, 5H/WEEK, 2H/WEEK DURING TRADING HOURS, SINCE 02/2021 5) NAME OF OTHER BUSINESS: GRIEF RECOVERY METHOD (R); INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: GRIEF RECOVERY METHOD; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: GRIEF RECOVERY SPECIALIST; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: LEAD A GROUP OF 8 THROUGH THE GRIEF RECOVERY METHOD METHODOLOGY IN AN 8 WEEK COURSE;

Exams

• S66 Uniform Combined State Law Examination
  2017-05-03

Designations

• Certified Financial Planner

Other Names

• Donna Jean Sephton