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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-06 |
Branch Locations
548 N Lewis Rd, Limerick, PA 19468 • United States
100 Gibraltar Rd, Horsham, PA 19044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc | Meriden | CT | 03/2016 | 12/2016 |
| Key Investment Services Llc | Plymouth Meeting | PA | 12/2016 | 08/2017 |
| M&T Securities, Inc. | Pottstown | PA | 08/2017 | 09/2018 |
| Infinex Investments, Inc. | Meriden | CT | 10/2018 | 03/2020 |
| United Bank | Somers | CT | 10/2018 | 03/2020 |
| Lpl Financial Llc | Enfield | CT | 03/2020 | 07/2022 |
| Westfield Bank | Enfield | CT | 03/2020 | 07/2022 |
| Infinex Investments, Inc. | Meriden | CT | 10/2022 | 08/2023 |
| Mid Penn Bank | Malvern | PA | 10/2022 | 08/2023 |
| Homemaker(Unemployed) | Warminster | PA | 07/2022 | 10/2022 |
| Thrive Capital Management, Llc | Fort Washington | PA | 08/2023 | 02/2024 |
| Lpl Financial Llc | Quakertown | PA | 03/2024 | Present |
| Qnb Bank | Quakertown | PA | 03/2024 | Present |
1- 03/06/2024 - QNB Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-15 |
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