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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2000-09-12
  • TX RA
    APPROVED
    Since 2000-09-12

Branch Locations

800 Capitol St, Houston, TX 77002 • United States

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Houston TX 05/2000 Present
  • 05/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Houston, TX
Other Businesses

I*3449282, Entity Type: , Name of OBA: K M. S, Address: Spring, Texas, 77379, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 10/15/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-11
  • S66 Uniform Combined State Law Examination
    2000-09-11

View on SEC IAPD

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