Cindy Mckay Mcginniss

First Citizens Investor Services, Inc.

Bishopville, SC

Atlantic Beach, NC

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Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-08-30

NC RA
APPROVED

Since 2022-08-30

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

144 S Main St , Bishopville, SC 29010 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

125 Montezuma St, Newland , NC 28657 • United States

302 N Hampton St , Kershaw, SC 29067 • United States

101 Atlantic Beach Cswy, Atlantic Beach, NC 28512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Fort Mill	SC	11/2016	08/2022
Kpm Consulting, Llc	Charlotte	NC	08/2005	11/2016
First Citizens Investor Services	Raleigh	NC	08/2022	Present

11/2016 → 08/2022

Lpl Financial, Llc

Fort Mill, SC
08/2005 → 11/2016

Kpm Consulting, Llc

Charlotte, NC
08/2022 → Present

First Citizens Investor Services

Raleigh, NC

Previous Registrations

2019-04-02 → 2022-08-22

Lpl Financial Llc

Fort Mill, SC

Fort Mill, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-03-29
S63	Uniform Securities Agent State Law Examination	2018-07-27

S65 Uniform Investment Adviser Law Examination

2019-03-29
S63 Uniform Securities Agent State Law Examination

2018-07-27

View on SEC IAPD

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