Dakota Richardt

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 09/2016
  Indiana Tube Company
  Evansville, IN
• 08/2013 → 04/2017
  University Of Southern Indiana
  Evansville, IN
• 01/2017 → 08/2018
  Northwestern Mutual Life Insurance Company
  Evansville, IN
• 11/2017 → 08/2018
  Northwestern Mutual Investment Services Llc
  Evansville, IN
• 09/2018 → 09/2018
  Unemployed
  Evansville, IN
• 09/2019 → 01/2023
  Jp Morgan Securities Llc
  Owensboro, KY
• 09/2019 → 01/2023
  Jpmorgan Chase Bank, N.A.
  Owensboro, KY
• 10/2018 → 08/2019
  Fifth Third Bank
  Evansville, IN
• 01/2023 → 06/2026
  Lpl Financial Llc
  Evansville, IN
• 06/2026 → Present
  Ameriprise Financial Services, Llc
  Evansville, IN

Previous Registrations

• 2023-01-26 → 2026-06-16
  Lpl Financial Llc
  Owensboro, KY
  Evansville, IN
  Evansville, IN

Other Businesses

Outside Employment; Liberty Wealth Services; Financial Advisor; Financial Advisor; 707 2nd Ave S, , Minneapolis, MN, 55483; Investment-Related; 06/15/2026; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2021-08-18
• S63 Uniform Securities Agent State Law Examination
  2018-04-24

Other Names

• Dakota Lee Richardt
• Dakota L Richardt
• Dakota Richardt