Seth Lewis Zudell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 03/2017
  Longboard Asset Management
  Phoenix, AZ
• 04/2017 → 03/2021
  Financial Engines Advisors L.L.C.
  Phoenix, AZ
• 03/2021 → 05/2024
  Lincoln Financial Securities Corporation
  Scottsdale, AZ
• 05/2024 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2021-07-12 → 2024-05-20
  Osaic Fs, Inc.
  Virginia Beach, VA
  Poulsbo, WA
  Scottsdale, AZ
  Peoria, AZ
• 2017-04-27 → 2021-02-23
  Edelman Financial Engines
  Phoenix, AZ
• 2016-12-15 → 2017-03-06
  Longboard Asset Management
  Phoenix, AZ

Other Businesses

1) 05/13/2024 - Sage Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 03/09/2026 - Wowie Life - Other - Fitness Model - Not Investment Related - Scottsdale, AZ - Start Date 10/28/2025 - 3 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-04-03
• S65 Uniform Investment Adviser Law Examination
  2016-12-07

Other Names

• Seth Lewis Zudell
• Seth Zudell