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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-04 |
| IL | RA | APPROVED | 2017-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2016 | Present |
| Allergan Pharmaceuticals | Champaign | IL | 01/2002 | 12/2016 |
Serra Capital III, L.P. Type of business: Venture Capital L.P. Champaign, IL Start date: 5/19/2017 LPT Hours per week: 0 Hours during trading: 0 No daily responsibilities Serra Capital II, - Follow On Fund - L.P. Type of business: Venture Capital L. P. Champaign, IL Start date: 1/15/2019 LPT Hours per week: 0 Hours during trading: 0 Serra Capital III SBIC Fund Type of business: Venture Capital Firm Champaign, IL Start date: 4/1/2020 Hours per week: 0 Hours during trading: 0 LPT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-13 |
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