Kinying Anthony Chau

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → Present
  Price Waterhouse
  Chicago, IL
• 10/1998 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

TAX COMPLIANCE REPRTNG-OWNER SINCE 85-MANAGING TAX REPORTING FOR CLIENTS-8HR/WK 2)GE COMPANY - NOT INVESTENT RELATED - HOLDING COMPANY - TAX MANAGER - START DATE: 12/05 - MANAGEING AND REPORTING FIXED ASSET DATA FOR TAX RETURN - 40 HOUR WORK WEEK.

Exams

• S66 Uniform Combined State Law Examination
  2002-01-05
• S63 Uniform Securities Agent State Law Examination
  1999-06-18

Designations

• Certified Financial Planner

Other Names

• Tony Chau