Joseph John Pelle

Current Employers

Employment History

• 11/2016 → Present
  Cetera Advisors Llc
  Akron, OH
• 02/1984 → 11/2016
  First Merit Bank, N.A.
  Akron, OH
• 07/2018 → Present
  Prosperity Advisors, Llc
  Akron, OH
• 03/2022 → 02/2023
  Comprehensive Retirement Solutions (Crs)
  Carmel, IN
• 03/2022 → Present
  Prosperity Holdings, Llc
  Overland Park, KS
• 11/2022 → Present
  Prosperity Network Of Advisors
  Overland Park, KS
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1)PROSPERITY ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 05/2021, VICE PRESIDENT/BOARD OF DIRECTORS AND FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; DUTIES: PROVIDE INVESTMENT GUIDANCE FOR BUSINESS AND INDIVIDUALS; BOARD OF DIRECTORS; DBA FOR FINANCIAL SERVICES. (2) NAME OF OTHER BUSINESS: PROSPERITY SHARED INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: OWNERSHIP OF PROSPERITY NETWORK OF ADVISORS LLC ; START DATE: 05/2021, POSITION/TITLE/RELATIONSHIP: : VICE PRESIDENT/BOARD OF DIRECTORS/ SHAREHOLDER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; DESCRIPTION: ENTITY TO OWN SHARES OF PROSPERITY NETWORK OF ADVISORS, BOARD OF DIRECTORS 3) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: 10955 LOWELL AVE, SUITE 900, OVERLAND PARK, KS, 66210, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 4) NAME OF OTHER BUSINESS: PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: 10955 LOWELL AVE, SUITE 900, OVERLAND PARK, KS, 66210, NATURE OF BUSINESS: LLC, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS; 5) NAME OF OTHER BUSINESS: PROSPERITY NETWORK OF ADVISORS; INVESTMENT RELATED: YES, ADDRESS: 10955 LOWELL AVE, SUITE 910, OVERLAND PARK, KS 66210, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: SENIOR VICE PRESIDENT, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SVP - EMPLOYER RETIREMENT PLANS, DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-11-27
• S65 Uniform Investment Adviser Law Examination
  2017-05-16