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Larry Phan

Citigroup Global Markets Inc.

O'FAllon, MO

St Louis, MO

Jacksonville, FL

CRD 6732877

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-05-07
TX RA APPROVED 2021-05-07
  • MO RA
    APPROVED
    Since 2021-05-07
  • TX RA
    APPROVED
    Since 2021-05-07

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

St Louis, MO • United States

Citi Wealth Management, Nic 14000 Citi Cards Way, Building C2, Jacksonville, FL 32258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St Louis MO 06/2018 04/2021
Disys St Louis MO 06/2018 09/2018
Aerotek Saint Louis MO 08/2017 12/2017
Edward Jones Saint Louis MO 01/2017 08/2017
University Of Missouri-St. Louis Saint Louis MO 08/2014 12/2016
Mueller Prost Clayton MO 01/2018 04/2018
Citigroup Saint Louis MO 04/2021 Present
  • 06/2018 → 04/2021
    Wells Fargo Clearing Services
    St Louis, MO
  • 06/2018 → 09/2018
    Disys
    St Louis, MO
  • 08/2017 → 12/2017
    Aerotek
    Saint Louis, MO
  • 01/2017 → 08/2017
    Edward Jones
    Saint Louis, MO
  • 08/2014 → 12/2016
    University Of Missouri-St. Louis
    Saint Louis, MO
  • 01/2018 → 04/2018
    Mueller Prost
    Clayton, MO
  • 04/2021 → Present
    Citigroup
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-31
  • S66 Uniform Combined State Law Examination
    2018-08-31
Other Names
  • Larry Tran Phan

View on SEC IAPD

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