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Michelle Rene Francis

Life Story Financial

Arvada, CO

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Current Employers
Life Story Financial

Arvada, CO • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-09-24
CO RA APPROVED 2022-05-27
  • DC RA
    APPROVED
    Since 2024-09-24
  • CO RA
    APPROVED
    Since 2022-05-27

Branch Locations

Arvada, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pr Unscripted Arvada CO 02/2010 03/2022
Royal Alliance Arvada CO 11/2017 08/2020
Pbs Wealth Management Conslultants Arvada CO 03/2019 08/2020
Lpl Financial Llc Golden CO 08/2020 05/2022
Western Wealth Management, Llc Golden CO 08/2020 05/2022
Life Story Financial Arvada CO 03/2022 Present
  • 02/2010 → 03/2022
    Pr Unscripted
    Arvada, CO
  • 11/2017 → 08/2020
    Royal Alliance
    Arvada, CO
  • 03/2019 → 08/2020
    Pbs Wealth Management Conslultants
    Arvada, CO
  • 08/2020 → 05/2022
    Lpl Financial Llc
    Golden, CO
  • 08/2020 → 05/2022
    Western Wealth Management, Llc
    Golden, CO
  • 03/2022 → Present
    Life Story Financial
    Arvada, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-23
  • S66 Uniform Combined State Law Examination
    2018-03-23
Other Names
  • Michelle Thornton
  • Michelle Moffett

View on SEC IAPD

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