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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| MD | RA | APP_PEND_IARCE | 2026-01-01 |
| IN | RA | APPROVED | 2013-08-06 |
| NC | RA | APPROVED | 2013-06-26 |
Branch Locations
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arete Wealth Advisors | Chicago | IL | 11/2007 | Present |
| Arete Wealth Management | Chicago | IL | 08/2007 | Present |
| Arete Wealth Inc. | Chicago | IL | 04/2026 | Present |
ARETE WEALTH INC. EXECUTIVE CHAIRMAN OF THE BOARD; COMPENSATION = SALARY + BONUSES + STOCK OPTIONS; ARETE WEALTH INC. IS A HOLDING COMPANY DESIGNED TO PURCHASE, OWN AND OPERATE FINANCIAL SERVICES COMPANIES INCLUDING THE ONES LISTED BELOW: 10/23/07 ARETE WEALTH ADVISORS, LLC: OFFERS FEE BASED FINANCIAL ADVISORY SERVICES, INVESTMENT RELATED AT THE SAME LOCATION AND IN CONJUCTION WITH OTHER DAILY ACTIVITIES. 10/30/07 ARETE INSURANCE AGENCY, LLC: OFFERS VARIOUS NON SECURITY INSURANCE PRODUCTS, INVESTMENT RELATED AT THE SAME LOCATION AND IN CONJUCTION WITH OTHER DAILY ACTIVITIES. 10/30/07 ARETE CONSULTING, LLC: OFFERS CONSULTING SERVICES, INVESTMENT RELATED AT THE SAME LOCATION AND IN CONJUCTION WITH OTHER DAILY ACTIVITIES. 11/01/11 JOSH ROGERS IS A MANAGING MEMBER OF GREEN LLC. GREEN IS A PRIVATE EQUITY SPONSOR THAT MANAGES ISSUING ENTITIES THAT INVEST IN VARIOUS BUSINESSES FOCUSED ON RENEWABLE ENERGY. GREEN IS THE MANAGER OF GREEN STANDARD RESOURCES MANAGEMENT LLC, WHICH IS THE MANAGER OF GREEN STANDARD RESOURCES LLC. CURRENTLY THERE IS NO COMPENSATION. 07/31/13 JOSH ROGERS IS THE MANAGING MEMBER OF JRC VEG LLC. THIS ENTITY PROVIDES CONSULTING SERVICES AND OWNS A 10% INTEREST IN VIESTE ENERGY LLC AND A 22% INTEREST IN VIESTE GROUP LLC RESPECTIVELY. CURRENTLY NO COMPENSATION. 11/20/14 JOSH ROGERS IS A MEMBER OF THE BOARD OF DIRECTORS OF VIESTE GROUP LLC. VIESTE GROUP IS A HOLDING COMPANY FOR A RANGE OF RENEWABLE ENERGY INFRASTRUCTURE PROJECTS. CURRENTLY NO COMPENSATION. 11/20/14 JOSH ROGERS IS A MEMBER OF ARETE GROWTH PARTNERS LLC. THIS IS A HOLDING COMPANY THAT PRIMARILY OWNS REAL ESTATE. CURRENTLY NO COMPENSATION. 04/03/18 JOSH ROGERS IS THE SOLE MEMBER OF AREH II LLC WHICH OWNS AN APARTMENT IN CHICAGO. NO COMPENSATION. 07/09/20 SHIELD INSURANCE COMPANY INC: INSURANCE SALES; OFFICER/DIRECTOR; NOT INVESTMENT RELATED. COMPENSATION = PROFIT DIVIDENDS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-15 |
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