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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APP_PEND_IARCE 2026-01-01
FL RA APP_PEND_IARCE 2026-01-01
IL RA APP_PEND_IARCE 2026-01-01
MD RA APP_PEND_IARCE 2026-01-01
IN RA APPROVED 2013-08-06
NC RA APPROVED 2013-06-26
  • DC RA
    APP_PEND_IARCE
    Since 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MD RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IN RA
    APPROVED
    Since 2013-08-06
  • NC RA
    APPROVED
    Since 2013-06-26

Branch Locations

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arete Wealth Advisors Chicago IL 11/2007 Present
Arete Wealth Management Chicago IL 08/2007 Present
Arete Wealth Inc. Chicago IL 04/2026 Present
  • 11/2007 → Present
    Arete Wealth Advisors
    Chicago, IL
  • 08/2007 → Present
    Arete Wealth Management
    Chicago, IL
  • 04/2026 → Present
    Arete Wealth Inc.
    Chicago, IL
Previous Registrations
Other Businesses

ARETE WEALTH INC. EXECUTIVE CHAIRMAN OF THE BOARD; COMPENSATION = SALARY + BONUSES + STOCK OPTIONS; ARETE WEALTH INC. IS A HOLDING COMPANY DESIGNED TO PURCHASE, OWN AND OPERATE FINANCIAL SERVICES COMPANIES INCLUDING THE ONES LISTED BELOW: 10/23/07 ARETE WEALTH ADVISORS, LLC: OFFERS FEE BASED FINANCIAL ADVISORY SERVICES, INVESTMENT RELATED AT THE SAME LOCATION AND IN CONJUCTION WITH OTHER DAILY ACTIVITIES. 10/30/07 ARETE INSURANCE AGENCY, LLC: OFFERS VARIOUS NON SECURITY INSURANCE PRODUCTS, INVESTMENT RELATED AT THE SAME LOCATION AND IN CONJUCTION WITH OTHER DAILY ACTIVITIES. 10/30/07 ARETE CONSULTING, LLC: OFFERS CONSULTING SERVICES, INVESTMENT RELATED AT THE SAME LOCATION AND IN CONJUCTION WITH OTHER DAILY ACTIVITIES. 11/01/11 JOSH ROGERS IS A MANAGING MEMBER OF GREEN LLC. GREEN IS A PRIVATE EQUITY SPONSOR THAT MANAGES ISSUING ENTITIES THAT INVEST IN VARIOUS BUSINESSES FOCUSED ON RENEWABLE ENERGY. GREEN IS THE MANAGER OF GREEN STANDARD RESOURCES MANAGEMENT LLC, WHICH IS THE MANAGER OF GREEN STANDARD RESOURCES LLC. CURRENTLY THERE IS NO COMPENSATION. 07/31/13 JOSH ROGERS IS THE MANAGING MEMBER OF JRC VEG LLC. THIS ENTITY PROVIDES CONSULTING SERVICES AND OWNS A 10% INTEREST IN VIESTE ENERGY LLC AND A 22% INTEREST IN VIESTE GROUP LLC RESPECTIVELY. CURRENTLY NO COMPENSATION. 11/20/14 JOSH ROGERS IS A MEMBER OF THE BOARD OF DIRECTORS OF VIESTE GROUP LLC. VIESTE GROUP IS A HOLDING COMPANY FOR A RANGE OF RENEWABLE ENERGY INFRASTRUCTURE PROJECTS. CURRENTLY NO COMPENSATION. 11/20/14 JOSH ROGERS IS A MEMBER OF ARETE GROWTH PARTNERS LLC. THIS IS A HOLDING COMPANY THAT PRIMARILY OWNS REAL ESTATE. CURRENTLY NO COMPENSATION. 04/03/18 JOSH ROGERS IS THE SOLE MEMBER OF AREH II LLC WHICH OWNS AN APARTMENT IN CHICAGO. NO COMPENSATION. 07/09/20 SHIELD INSURANCE COMPANY INC: INSURANCE SALES; OFFICER/DIRECTOR; NOT INVESTMENT RELATED. COMPENSATION = PROFIT DIVIDENDS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1999-01-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1999-01-15
Other Names
  • Josh Dean Rogers

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