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Ryan A Little

Morgan Stanley

Rochester, NY

Tuscaloosa, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-09-20
TX RA APPROVED_RES 2021-11-02
NY RA APPROVED 2021-04-27
NJ RA APPROVED 2019-08-16
  • AL RA
    APPROVED
    Since 2023-09-20
  • TX RA
    APPROVED_RES
    Since 2021-11-02
  • NY RA
    APPROVED
    Since 2021-04-27
  • NJ RA
    APPROVED
    Since 2019-08-16

Branch Locations

300 Linden Oaks Suite 200, Rochester, NY 14625 • United States

1470 Northbank Parkway Suite 280, Tuscaloosa, AL 35406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investor Services East Rochester NY 02/2017 06/2019
Massmutual East Rochester NY 05/2016 06/2019
Morgan Stanley Rochester NY 06/2019 Present
Morgan Stanley Private Bank, N.A New York NY 07/2019 Present
  • 02/2017 → 06/2019
    Mml Investor Services
    East Rochester, NY
  • 05/2016 → 06/2019
    Massmutual
    East Rochester, NY
  • 06/2019 → Present
    Morgan Stanley
    Rochester, NY
  • 07/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-11
S63 Uniform Securities Agent State Law Examination 2017-05-19
  • S65 Uniform Investment Adviser Law Examination
    2019-07-11
  • S63 Uniform Securities Agent State Law Examination
    2017-05-19
Other Names
  • Ryan Little
  • Ryan A Little

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY
UBS FINANCIAL SERVICES INC. · Rochester, NY

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