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Yu Jiang

Morgan Stanley

St. Paul, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-07-26
TX RA APPROVED 2023-07-26
  • MN RA
    APPROVED
    Since 2023-07-26
  • TX RA
    APPROVED
    Since 2023-07-26

Branch Locations

380 Saint Peter Street Suite 1000, St. Paul, MN 55102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Kenwood Advisors, Llc Greendale WI 07/2014 01/2017
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 01/2017 08/2018
Wells Fargo Clearing Services, Llc. Milwaukee WI 09/2018 01/2022
Raymond James & Associates, Inc. Waukesha WI 01/2022 07/2023
Morgan Stanley St. Paul MN 07/2023 Present
Morgan Stanley Private Bank, N.A New York NY 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-04
S63 Uniform Securities Agent State Law Examination 2017-03-16
  • S66 Uniform Combined State Law Examination
    2019-03-04
  • S63 Uniform Securities Agent State Law Examination
    2017-03-16
Other Names
  • Maria Jiang

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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