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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-05 |
Branch Locations
500 Dallas Street Suite 3400, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Houston | TX | 08/2015 | 01/2024 |
| Raymond James & Associates, Inc. | Houston | TX | 01/2024 | Present |
1) NAME OF ENTITY: Houston Livestock Show and Rodeo (HLSR) Houston Go Metro Committee ADDRESS: NRG Park 8600 Kirby Houston, TX 77054 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Volunteer request for Houston Go Metro Committee of the HLSR CAPACITY: Other START DATE: 07/11/23 DUTIES: I will volunteer year-round and help raise money to donate back to HLSR HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-28 |
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