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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-06
  • AZ RA
    APPROVED
    Since 2024-09-06

Branch Locations

9873 W. Happy Valley Road, Peoria, AZ 85383 • United States

3880 W Happy Valley Rd, Glendale, AZ 85310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Glendale AZ 11/2016 Present
Jpmorgan Chase Bank, N.A. Glendale AZ 09/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
S63 Uniform Securities Agent State Law Examination 2017-01-11
  • S66 Uniform Combined State Law Examination
    2024-08-05
  • S63 Uniform Securities Agent State Law Examination
    2017-01-11
Other Names
  • Tranell Christine Howard

View on SEC IAPD

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