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CRD 3163791
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2007-08-02 |
Branch Locations
43 Village Way Suite 201, Hudson, OH 44236 • United States
5757 Monroe Street, Sylvania, OH 43560 • United States
5007 Horizons Drive, Columbus, OH 43220 • United States
180 Market St. Ste. 200, New Albany, OH 43054 • United States
5007 Horizons Drive Suite 200, Columbus, OH 43220-5288 • United States
175 Montrose West Avenue, Akron, OH 44321 • United States
2055 Crocker Road, Westlake, OH 44145 • United States
18500 Lake Road Suite 400, Rocky River, OH 44116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Upper Arlington | OH | 11/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-30 |
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