Arthur Sinton Locke

Current Employers

Locke Asset Management

Ashburn, VA • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2017-03-06

VA RA
APPROVED

Since 2017-03-06

Branch Locations

Ashburn, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Not Applicable	Ashburn	VA	10/2011	Present

10/2011 → Present

Not Applicable

Ashburn, VA

Other Businesses

I co-own with my wife 2 town home rental properties located in Fairfax, VA. We have been engaged in this business since August 2014. We own 100% of these properties personally; not through a business entity. I manage all aspects of the properties, working approximately 48 hours annually; an average of 4 hours per month. The 48 hours of time is spread through out the year and primarily represents time after business hours, weekends and holidays.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-08

S65 Uniform Investment Adviser Law Examination

2016-12-08

Designations

View on SEC IAPD