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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-18
WA RA APPROVED 2017-02-24
  • TX RA
    APPROVED_RES
    Since 2019-06-18
  • WA RA
    APPROVED
    Since 2017-02-24

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 11/2016 Present
Boieng Employee Credit Union - Becu Seattle WA 10/2016 11/2016
Unemployed Seattle WA 01/2016 09/2016
Bank Of America, N.A. Bellevue WA 05/2017 Present
  • 11/2016 → Present
    Bellevue, WA
  • 10/2016 → 11/2016
    Boieng Employee Credit Union - Becu
    Seattle, WA
  • 01/2016 → 09/2016
    Unemployed
    Seattle, WA
  • 05/2017 → Present
    Bank Of America, N.A.
    Bellevue, WA
Other Businesses

I*1683302 Entity For Profit Name of OBA: Distilleria F.lli Centanni Address: Seattle, Washington, 98104 Investment Related: No Position, Title, Association: Officer,Owner Employee Start Date: 03/01/2024 No Hours: 4 No Hours during trading: 0 Duties: DistilleryPresident and Secretary

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-22
  • S66 Uniform Combined State Law Examination
    2017-02-22

View on SEC IAPD

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