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Thomas Walter Janovic

Mml Investors Services, LLC

Paramus, NJ

CRD 6731706

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-09-20
  • NJ RA
    APPROVED
    Since 2021-09-20

Branch Locations

61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfs Securities Inc North Arlington, Nj NJ 02/2017 11/2020
Professional Financial Services North Arlington NJ 11/2016 11/2020
Blue Hill Estates River Vale NJ 06/2016 10/2016
Massmutual Life Insurance Co Paramus NJ 12/2020 Present
Mml Investors Services, Llc Paramus NJ 01/2021 Present
  • 02/2017 → 11/2020
    Tfs Securities Inc
    North Arlington, Nj, NJ
  • 11/2016 → 11/2020
    Professional Financial Services
    North Arlington, NJ
  • 06/2016 → 10/2016
    Blue Hill Estates
    River Vale, NJ
  • 12/2020 → Present
    Massmutual Life Insurance Co
    Paramus, NJ
  • 01/2021 → Present
    Paramus, NJ
Other Businesses

NAME: THOMAS JANOVIC INV REL: Y ADD: 61 SOUTH PARAMUS RD SUITE 575 PARAMUS NJ 07652 NATURE: LIE AND FIXED ANNUITIES POSITION: INDEPENDENT INSURANCE AGENT START DATE: 9/26/2023 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 DUTIES: SALE OF LIFE INSURANCE AND FIXED ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-03
S63 Uniform Securities Agent State Law Examination 2017-04-18
  • S65 Uniform Investment Adviser Law Examination
    2021-09-03
  • S63 Uniform Securities Agent State Law Examination
    2017-04-18
Other Names
  • Thomas Janovic

View on SEC IAPD

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