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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-13 |
| TN | RA | APPROVED | 2017-03-29 |
Branch Locations
1225 Weisgarber Rd. Ste. 180, Knoxville, TN 37909 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Knoxville | TN | 10/2016 | Present |
| Mml Investors Services, Llc | Knoxville | TN | 01/2017 | Present |
(1) NAME: JLWK FS, LLC, INV REL: Y, ADD: 1225 WEISGARBER RD STE 180, KNOXVILLE, TN 37922 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 01/01/2024, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING:0 (2) NAME: NUCLEUS KNOXVILLE INV REL: Y ADD: RESIDENTIAL NATURE: MEMBER LEAD NON-PROFIT ORGANIZATION - BUSINESS/SOCIAL CLUB POSITION: PRESIDENT START DATE: 01/01/2026 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: ORGANIZING AND RUNNING MEETINGS, SCHEDULING SPEAKERS (3) NAME: PLAYA DE LEON, LLC INV REL: Y ADD: RESIDENTIAL NATURE: OWNER OF LLC FOR SIMPLE RENTIAL PROPERTY POSITION: OWNER/MANAGING PARTNER START DATE: 01/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 1 DUTIES: OVERSEE PROPERTY MANAGEMENT AND RENTAL BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-07 |
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