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David William Ashby

Investment Management Group

Helena, MT

CRD 6731431

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Employer firm

Investment Management Group CRD 122166

$5.24B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • ASSET/LIABILITY MODELING USING A THIRD PARTY MODEL / PROVIDE INVESTMENT RECOMMENDATIONS VIA AN AUTOMATED INVESTEMNT PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Investment Management Group

2700 King Ave. W, Billings, MT 59102 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2016-12-01
  • MT RA
    APPROVED
    Since 2016-12-01

Branch Locations

3094 North Sanders Street, Helena, MT 59601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Helena MT 02/1996 11/2016
Stockman Wealth Management Helena MT 11/2016 01/2019
Stockman Wealth Management Helena MT 02/2019 Present
  • 02/1996 → 11/2016
    Wells Fargo
    Helena, MT
  • 11/2016 → 01/2019
    Stockman Wealth Management
    Helena, MT
  • 02/2019 → Present
    Stockman Wealth Management
    Helena, MT
Designations
  • Chartered Financial Analyst
Other Names
  • Dave Ashby

View on SEC IAPD

Nearby Firms

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
EDWARD JONES
D.A. DAVIDSON & CO.

Nearby Investors

COURTNEY DANN MCADAMS
Janet Johnston
Thomas Hoe Kerr

Nearby Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Helena, MT
EDWARD JONES · HELENA, MT
D.A. DAVIDSON & CO. · HELENA, MT

More in Helena, MT

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