Tuan Ray Leach

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 08/2026
  Lpl Financial, Llc
  Lafayette, LA
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2026 → Present
  Trl Holdings, Llc
  Lafayette, LA
• 03/2019 → Present
  Peak Realty Llc
  Lafayette, LA
• 07/2013 → Present
  Peak Wealth Management
  Lafayette, LA

Previous Registrations

• 2009-11-24 → 2026-08-20
  Lpl Financial Llc
  Lafayette, LA
  San Diego, CA
  Lafayette, LA
  Longwood, FL
  Goodyear, AZ
• 2005-07-06 → 2009-11-24
  Chase Investment Services Corp.
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
• 2005-04-05 → 2005-07-06
  Banc One Securities Corporation
  Lafayette, LA
• 2003-06-20 → 2004-07-02
  Banc One Securities Corporation
  Covington, LA
• 1999-05-03 → 2003-06-20
  Prudential Equity Group, Llc
  Lafayette, LA

Other Businesses

1. NAME OF OTHER BUSINESS: PEAK WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2013 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 45 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: PEAK REALTY LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 03/2019 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNERSHIP DUTIES OF COMMERICIAL BUILDING FOR SECURITIES BUSINESS; 3. NAME OF OTHER BUSINESS: TRL HOLDINGS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LLC FOR TAX PURPOSES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER OF LLC FOR PERSONAL TAX PURPOSES;

Exams

• S66 Uniform Combined State Law Examination
  2016-04-22
• S63 Uniform Securities Agent State Law Examination
  1999-02-02
• S65 Uniform Investment Adviser Law Examination
  1999-02-02

Other Names

• T Ray Leach
• Ray Leach
• Tuan Ray Leach