Roy Paul Smith

Current Employers

Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-04-05

GA RA
APPROVED

Since 2024-04-05

Branch Locations

Waycross, GA • United States

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2016	04/2022
Unemployed	Waycross	GA	07/2016	11/2016
American Global Wealth Management, Inc.	Mcdonough	GA	04/2024	Present
Cape Investment Advisory, Inc.	Mcdonough	GA	04/2024	Present
Paragon Partners	Cyrpess	CA	03/2023	04/2024
Unemployed	Waycross	GA	04/2022	03/2023

11/2016 → 04/2022

Edward Jones

St Louis, MO
07/2016 → 11/2016

Unemployed

Waycross, GA
04/2024 → Present

American Global Wealth Management, Inc.

Mcdonough, GA
04/2024 → Present

Cape Investment Advisory, Inc.

Mcdonough, GA
03/2023 → 04/2024

Paragon Partners

Cyrpess, CA
04/2022 → 03/2023

Unemployed

Waycross, GA

Previous Registrations

2017-04-19 → 2022-04-07

Edward Jones

Waycross, GA

St Louis, MO

Baxley, GA

Baxley, GA

Other Businesses

ACCG; INVESTMENT RELATED; LOCATION OF REGISTRATION; SUPPORT AND EDUCATE STATE OF GEORGIA PLAN PARTICIPANTS FOR DEFINED CONTRIBUTION, 401a; 457B THROUGH ACCG'S RETIREMENT SOLUTIONS; REGIONAL CLIENT MANAGER; SINCE 4/15/2024; 160 HOURS PER MONTH INCLUDING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-14

S66 Uniform Combined State Law Examination

2017-04-14

Other Names

Roy Paul Smith

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