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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-22
CA RA APPROVED 2018-04-25
  • TX RA
    APPROVED_RES
    Since 2021-03-22
  • CA RA
    APPROVED
    Since 2018-04-25

Branch Locations

1798 Technology Dr Ste 229, San Jose, CA 95110 • United States

500 La Gonda Way Ste 280, Danville, CA 94526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hillis Financial Services San Jose CA 11/2016 04/2018
Doordash Daly City CA 08/2016 10/2016
Full-Time Education San Jose CA 08/2008 12/2017
Lpl Financial, Llc Santa Clara CA 11/2016 Present
Calbay Investments Santa Clara CA 06/2019 Present
  • 11/2016 → 04/2018
    Hillis Financial Services
    San Jose, CA
  • 08/2016 → 10/2016
    Doordash
    Daly City, CA
  • 08/2008 → 12/2017
    Full-Time Education
    San Jose, CA
  • 11/2016 → Present
    Santa Clara, CA
  • 06/2019 → Present
    Calbay Investments
    Santa Clara, CA
Other Businesses

1. 7/8/2019 - CalBay Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/03/2019 - 160 Hours Per Month/110 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-24
  • S66 Uniform Combined State Law Examination
    2018-04-24

View on SEC IAPD

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