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1782 Orange Tree Lane, Redlands, CA 92374 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Ontario | CA | 10/2020 | 05/2021 |
| Val Verde Unified School District | Moreno Valley | CA | 09/2018 | 10/2020 |
| Primerica | Colton | CA | 09/2017 | 01/2019 |
| Texas Roadhouse | Anderson | IN | 09/2016 | 06/2017 |
| Anderson University | Anderson | IN | 12/2016 | 05/2017 |
| Anderson University | Anderson | IN | 08/2013 | 06/2017 |
| Mutual Of Omaha Investor Services | Ontario | CA | 03/2021 | 06/2021 |
| Pruco Securities Llc | Irvine | CA | 10/2022 | 02/2023 |
| Northwestern Mutual | Anaheim Hills | CA | 06/2021 | 03/2022 |
| Unemployed | Moreno Valley | CA | 03/2022 | 09/2022 |
| Pruco Securities Llc | Irvine | CA | 04/2023 | 11/2024 |
| Prudential | Ontario | CA | 10/2022 | 09/2025 |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | 09/2025 |
| Lpl Financial Llc | San Diego | CA | 10/2025 | Present |
| Mocha Joes | Anderson | CA | 09/2016 | 06/2017 |
| Kwb Wealth | Redlands | CA | 09/2025 | Present |
1- 10/2025 / KWB Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 140 hrs during trading / At reported business location(s) 2- 11/21/2025 - KWB Wealth - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 09/30/2025 - 160 hours per month/ during trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-26 |
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