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Aaron Mathew Garcia

Kwb Wealth

Redlands, CA

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Current Employers
Kwb Wealth

1782 Orange Tree Lane, Redlands, CA 92374 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-20
  • CA RA
    APPROVED
    Since 2025-11-20

Branch Locations

1782 Orange Tree Lane, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Ontario CA 10/2020 05/2021
Val Verde Unified School District Moreno Valley CA 09/2018 10/2020
Primerica Colton CA 09/2017 01/2019
Texas Roadhouse Anderson IN 09/2016 06/2017
Anderson University Anderson IN 12/2016 05/2017
Anderson University Anderson IN 08/2013 06/2017
Mutual Of Omaha Investor Services Ontario CA 03/2021 06/2021
Pruco Securities Llc Irvine CA 10/2022 02/2023
Northwestern Mutual Anaheim Hills CA 06/2021 03/2022
Unemployed Moreno Valley CA 03/2022 09/2022
Pruco Securities Llc Irvine CA 04/2023 11/2024
Prudential Ontario CA 10/2022 09/2025
Lpl Enterprise, Llc Irvine CA 11/2024 09/2025
Lpl Financial Llc San Diego CA 10/2025 Present
Mocha Joes Anderson CA 09/2016 06/2017
Kwb Wealth Redlands CA 09/2025 Present
  • 10/2020 → 05/2021
    Mutual Of Omaha
    Ontario, CA
  • 09/2018 → 10/2020
    Val Verde Unified School District
    Moreno Valley, CA
  • 09/2017 → 01/2019
    Primerica
    Colton, CA
  • 09/2016 → 06/2017
    Texas Roadhouse
    Anderson, IN
  • 12/2016 → 05/2017
    Anderson University
    Anderson, IN
  • 08/2013 → 06/2017
    Anderson University
    Anderson, IN
  • 03/2021 → 06/2021
    Mutual Of Omaha Investor Services
    Ontario, CA
  • 10/2022 → 02/2023
    Irvine, CA
  • 06/2021 → 03/2022
    Northwestern Mutual
    Anaheim Hills, CA
  • 03/2022 → 09/2022
    Unemployed
    Moreno Valley, CA
  • 04/2023 → 11/2024
    Irvine, CA
  • 10/2022 → 09/2025
    Prudential
    Ontario, CA
  • 11/2024 → 09/2025
    Irvine, CA
  • 10/2025 → Present
    Lpl Financial Llc
    San Diego, CA
  • 09/2016 → 06/2017
    Mocha Joes
    Anderson, CA
  • 09/2025 → Present
    Redlands, CA
Previous Registrations
Other Businesses

1- 10/2025 / KWB Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 140 hrs during trading / At reported business location(s) 2- 11/21/2025 - KWB Wealth - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 09/30/2025 - 160 hours per month/ during trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
  • S66 Uniform Combined State Law Examination
    2023-04-26
Other Names
  • Aaron Mathew Garcia
  • Aaron Garcia
  • Aaron M Garcia

View on SEC IAPD

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