Best Investors Account Sign in

Daniel Duane Jones

Wells Fargo Clearing Services, LLC

Lynnwood, WA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
WA RA APPROVED 2017-04-13
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • WA RA
    APPROVED
    Since 2017-04-13

Branch Locations

3400 188Th St Sw Ste 500, Lynnwood, WA 98037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Portland OR 03/2015 Present
Wells Fargo Clearing Services Llc Portland OR 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-13
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S65 Uniform Investment Adviser Law Examination
    2017-04-13
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17
Other Names
  • Daniel Jones

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
COMPREHENSIVE WEALTH MANAGEMENT
KESTRA ADVISORY SERVICES, LLC
VALIC FINANCIAL ADVISORS, INC.
CAPITAL INVESTMENT SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
CHANEY CAPITAL MANAGEMENT INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CARLA SUE FORNEY
BRYAN LEE HENDRICKSON
Eric John Sandstrom
GENEVA PATRICIA FOSTER
Wesley John Brandon
Trevor Dane Williams
JAMES WARREN JENKINS
DENISE DIANE BRANDON

Other Offices

LPL FINANCIAL LLC · LYNNWOOD, WA
COMPREHENSIVE WEALTH MANAGEMENT · LYNNWOOD, WA
LPL FINANCIAL LLC · LYNNWOOD, WA
KESTRA ADVISORY SERVICES, LLC · Lynnwood, WA
VALIC FINANCIAL ADVISORS, INC. · LYNNWOOD, WA
COMPREHENSIVE WEALTH MANAGEMENT · LYNNWOOD, WA
CAPITAL INVESTMENT SERVICES, LLC · LYNNWOOD, WA
CAPITAL INVESTMENT SERVICES, LLC · LYNNWOOD, WA

More in Lynnwood, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor