Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2016 | 06/2024 |
| Michal Dunaway Lpca | Fuquay Varina | NC | 08/2014 | 04/2017 |
| Raymond James Financial Services, Inc. | Holly Springs | NC | 06/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Holly Springs | NC | 06/2024 | Present |
| Corval Strategic Wealth Management | Holly Springs | NC | 06/2024 | Present |
| Four Corners Advisor Group | Holly Springs | NC | 04/2023 | Present |
(1)Name of Business: Corval Strategic Wealth Management Address: 275 W Center St, Holly Springs, NC, 27540-5900, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 06/20/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner of Corval SWM, financial advisor affiliated with RJFS, manage client accounts, investments, and financial planning (2)Name of Business: Four Corners Advisor Group Address: 275 W Center St, Holly Springs, NC, 27540-5900, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: non-owner, no responsibilities\n\nThe above is how I was told to fill this part out. I don't have any responsibilities and receive zero payment from Four Corners.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-07 |
Reach out to this advisor