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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-20
  • NC RA
    APPROVED
    Since 2024-06-20

Branch Locations

275 W Center St., Holly Springs, NC 27540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2016 06/2024
Michal Dunaway Lpca Fuquay Varina NC 08/2014 04/2017
Raymond James Financial Services, Inc. Holly Springs NC 06/2024 Present
Raymond James Financial Services Advisors, Inc. Holly Springs NC 06/2024 Present
Corval Strategic Wealth Management Holly Springs NC 06/2024 Present
Four Corners Advisor Group Holly Springs NC 04/2023 Present
  • 12/2016 → 06/2024
    St Louis, MO
  • 08/2014 → 04/2017
    Michal Dunaway Lpca
    Fuquay Varina, NC
  • 06/2024 → Present
    Raymond James Financial Services, Inc.
    Holly Springs, NC
  • 06/2024 → Present
    Holly Springs, NC
  • 06/2024 → Present
    Corval Strategic Wealth Management
    Holly Springs, NC
  • 04/2023 → Present
    Four Corners Advisor Group
    Holly Springs, NC
Previous Registrations
  • 2017-04-07 → 2024-06-21
    Apex, NC
    Fuquay Varina, NC
    St Louis, MO
    Fuquay Varina, NC
Other Businesses

(1)Name of Business: Corval Strategic Wealth Management Address: 275 W Center St, Holly Springs, NC, 27540-5900, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 06/20/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner of Corval SWM, financial advisor affiliated with RJFS, manage client accounts, investments, and financial planning (2)Name of Business: Four Corners Advisor Group Address: 275 W Center St, Holly Springs, NC, 27540-5900, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: non-owner, no responsibilities\n\nThe above is how I was told to fill this part out. I don't have any responsibilities and receive zero payment from Four Corners.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-07
  • S66 Uniform Combined State Law Examination
    2017-02-07
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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