Best Investors
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Best Investors
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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-30 |
Branch Locations
Bonita Springs, FL • United States
4001 Tamiami Trail North, Naples, FL 34103 • United States
50 South Lasalle, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | New York City | NY | 07/2016 | 02/2022 |
| Charles Schwab Bank, Ssb | New York City | NY | 07/2016 | 02/2022 |
| Fidelity Investments | Naples | FL | 02/2022 | 12/2022 |
| Northern Trust Securities, Inc | Naples | FL | 10/2023 | Present |
| Unemployed | Naples | FL | 12/2022 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-08 |
| S65 | Uniform Investment Adviser Law Examination | 2005-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-04 |
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