Best Investors Account Sign in

Khalid Bashir

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

El Cerrito, CA

CRD 6730738

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-22
  • CA RA
    APPROVED
    Since 2021-06-22

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

9800 San Pablo Ave, El Cerrito, CA 94530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Berkeley CA 07/2016 Present
Wells Fargo Clearing Services Llc Berkeley CA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-08
S63 Uniform Securities Agent State Law Examination 2017-07-08
  • S66 Uniform Combined State Law Examination
    2020-12-08
  • S63 Uniform Securities Agent State Law Examination
    2017-07-08

View on SEC IAPD

More in Walnut Creek, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor