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Randall Charles Cohen

Tiaa-Cref Individual & Institutional Services, LLC

Princeton, NJ

Glenside, PA

CRD 3163483

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-07
PA RA APPROVED 2015-12-16
  • NJ RA
    APPROVED
    Since 2022-07-07
  • PA RA
    APPROVED
    Since 2015-12-16

Branch Locations

155 Village Boulevard Suite A, Princeton, NJ 08540 • United States

Glenside, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Princeton NJ 11/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Princeton NJ 11/2015 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-01
S65 Uniform Investment Adviser Law Examination 1999-02-18
  • S63 Uniform Securities Agent State Law Examination
    2011-10-01
  • S65 Uniform Investment Adviser Law Examination
    1999-02-18
Other Names
  • Randy Cohen
  • Randall Charles Cohen
  • Randy Charles Cohen

View on SEC IAPD

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