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Raquel Victoria Higgins

Ameritas Advisory Services, LLC

Riverview, FL

CRD 6730567

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Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-03
NE RA APPROVED 2023-08-03
  • FL RA
    APPROVED
    Since 2024-10-03
  • NE RA
    APPROVED
    Since 2023-08-03

Branch Locations

Riverview, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 11/2016 12/2022
Target Omaha NE 08/2016 10/2016
Vala's Pumpkin Patch Gretna NE 09/2016 10/2016
Charles Schwab And Co., Inc. Omaha NE 12/2022 07/2023
Ameritas Advisory Services, Llc Lincoln NE 08/2023 Present
Ameritas Investment Company, Llc Lincoln NE 08/2023 Present
  • 11/2016 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 08/2016 → 10/2016
    Target
    Omaha, NE
  • 09/2016 → 10/2016
    Vala's Pumpkin Patch
    Gretna, NE
  • 12/2022 → 07/2023
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 08/2023 → Present
    Lincoln, NE
  • 08/2023 → Present
    Ameritas Investment Company, Llc
    Lincoln, NE
Previous Registrations
  • 2022-01-27 → 2023-07-31
    Lone Tree, CO
    Omaha, NE
    Omaha, NE
  • 2021-03-29 → 2023-07-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2021-03-16 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-15
S63 Uniform Securities Agent State Law Examination 2017-02-23
  • S66 Uniform Combined State Law Examination
    2021-03-15
  • S63 Uniform Securities Agent State Law Examination
    2017-02-23
Other Names
  • Raquel Victoria Nunberg
  • Raquel Higgins
  • Raquel Victoria Higgins

View on SEC IAPD

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