Kristen Nicole Thomas

Current Employers

Employment History

• 11/2016 → 09/2020
  Federated Securities Corp.
  Pittsburgh, PA
• 05/2016 → 11/2016
  Bny Mellon
  Pittsburgh, PA
• 07/2017 → 09/2020
  Mdt Advisers, A Division Of Federated Mdta Llc
  Boston, MA
• 07/2017 → 09/2020
  Federated Investment Counseling
  Pittsburgh, PA
• 10/2020 → 01/2024
  Lpl Financial, Llc
  Concord, NC
• 10/2020 → 01/2024
  Ifg Advisory, Llc
  Concord, NC
• 10/2020 → 01/2024
  Carolina Planning Consultants, Llp
  Concord, NC
• 10/2023 → Present
  Southern Rooted Gardens
  Huntersville, NC
• 01/2024 → Present
  N/L Financial Services, Llc
  Huntersville, NC
• 01/2024 → 09/2025
  Avantax Investment Services Inc.
  Huntersville, NC
• 01/2024 → 09/2025
  Avantax Insurance Services
  Huntersville, NC
• 01/2024 → 09/2025
  Avantax Advisory Services
  Huntersville, NC
• 01/2024 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Huntersville, NC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Huntersville, NC
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Paved Wealth Partners, Llc
  Huntersville, NC

Previous Registrations

• 2024-01-02 → 2025-09-05
  Avantax Advisory Services
  Huntersville, NC
  Dallas, TX
• 2021-03-16 → 2024-01-04
  Ifg Advisory, Llc
  Concord, NC
  Atlanta, GA
• 2017-07-18 → 2020-09-16
  Federated Securities Corp.
  Pittsburgh, PA
• 2017-07-18 → 2020-09-16
  Federated Investment Counseling
  Pittsburgh, PA
• 2017-07-26 → 2020-09-16
  Mdt Advisers, A Division Of Federated Mdta Llc
  Boston, MA

Other Businesses

1. N/L FINANCIAL SERVICES, LLC POSITION: Financial Advisor NATURE: We offer investment planning, retirement planning, financial planning, estate planning and tax planning services through this entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2024 ADDRESS: 12813 Dunloe Wood Drive, Huntersville NC 28078, United States DESCRIPTION: Meeting with client Providing asset management Review investment performance Reviewing financial plans Meeting insurance needs 2. SOUTHERN ROOTED GARDENS POSITION: Sole Proprietor NATURE: I recently started a small garden consulting business. This company will focus on helping individuals with existing gardens and doing garden design for individuals looking to install a new garden. This is a new company and it is not profitable yet. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2023 ADDRESS: 12813 Dunloe Wood Drive, Huntersville NC 28078, United States DESCRIPTION: I am the owner of a small gardening consulting business. I will focus on helping existing gardeners with their gardens, garden design and small garden installations. 3. NAME OF OTHER BUSINESS: PAVED WEALTH PARTNERS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2017-05-11

Designations

Other Names

• Kristen Nicole Gabelt
• Kristen Thomas
• Kristen Gabelt
• Kristen Nicole Thomas