William Warren Lowry

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-08-06

Branch Locations

333 Bridge Street, Nw Suite 110, Grand Rapids, MI 49504 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Grand Rapids	MI	11/2016	06/2020
Unemployed	Old Greenwich	CT	09/2016	10/2016
Tiaa	Grand Rapids	MI	06/2024	Present
Tiaa-Cref Individual & Institutional Services, Llc	Grand Rapids	MI	06/2024	Present
Pnc Financial Services Group / Private Bank	Grand Rapids	MI	06/2020	12/2023
Unemployed	Grand Rapids	MI	12/2023	05/2024

11/2016 → 06/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Rapids, MI
09/2016 → 10/2016

Unemployed

Old Greenwich, CT
06/2024 → Present

Tiaa

Grand Rapids, MI
06/2024 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Grand Rapids, MI
06/2020 → 12/2023

Pnc Financial Services Group / Private Bank

Grand Rapids, MI
12/2023 → 05/2024

Unemployed

Grand Rapids, MI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-02